How to Check Out Your Broker or Investment Adviser (NASAA)

FINRA BrokerCheck® - Research Brokers, Brokerage Firms, Investment Adviser Representatives and Investment Adviser Firms (FINRA)

Investment Adviser Public Disclosure (SEC)

Protect Your Money: Check Out Brokers and Investment Advisers (SEC)

Investment Advisers: What You Need to Know Before Choosing One (SEC)

Financial Planners (SEC)

Working with Brokers and Investment Advisers (SEC)

Smart Investing: Selecting Investment Professionals (FINRA)

Protect Yourself: Before and After You Invest (FINRA)

Understanding Professional Designations (FINRA)

Cutting Through the Confusion - Where to Turn for Help with Your Investments (Coalition for Investor Education)